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U.S. Securities and Exchange Commission

Foreign Regulators

Investors sometimes contact us with questions and complaints about foreign companies and securities. In many cases, the SEC does not regulate these companies or securities, but a foreign regulator does. The University of Toledo College of Law has a website that includes links to many foreign regulators, including those that regulate their securities, banking, and insurance industries.


We have provided this information as a service to investors.  It is neither a legal interpretation nor a statement of SEC policy.  If you have questions concerning the meaning or application of a particular law or rule, please consult with an attorney who specializes in securities law.

Modified: 05/08/2009