U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Complaints, How We Handle

To learn how the SEC handles your complaints, see our publication How the SEC Handles Your Complaint on our website.


We have provided this information as a service to investors.  It is neither a legal interpretation nor a statement of SEC policy.  If you have questions concerning the meaning or application of a particular law or rule, please consult with an attorney who specializes in securities law.

Modified: 3/13/2014