Accounting and Auditing Enforcement Releases

The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.

Additional Archives

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First Quarter

First Quarter

AAER-3924 Feb. 21, 2018 Alan Weinberg, CPA and Weinberg & Baer LLC
Other Release No.: 34-82744
AAER-3923 Feb. 16, 2018 Sharone Perlstein, et al., Jonathan Strum, Alan Weinberg, et al.
Other Release No.: LR-24051
See also SEC Complaints: Sharone Perlstein et al., Jonathan Strum, Alan Weinberg and Weinberg & Baer LLC
AAER-3922 Feb. 16, 2018 Simcha Baer, CPA
Other Release No.: 34-82736
AAER-3921 Feb. 14, 2018 Brian S. Block, CPA
Other Release No.: LR-24046
AAER-3920 Feb. 14, 2018 Brian S. Block, CPA
Other Release No.: 34-82710
AAER-3919 Jan. 22, 2018 Brian Sweet, CPA
Other Release No.: 34-82557
AAER-3918 Jan. 22, 2018 Cynthia Holder, CPA, et al.
Other Release No.: 34-82556
AAER-3917 Jan. 19, 2018 Justin Samuel Cary, CPA
Other Release No.: 34-82554