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SEC Special Studies

The Commission or Commission staff often undertake special projects to study and report on current trends and issues facing the securities industry. These files will be updated on a periodic basis.

Studies currently available include:

Additional Archives

Date Study
Dec. 24, 2013 2013 Summary Report of Commission Staff’s Examinations of Each Nationally Recognized Statistical Rating Organization
Dec. 20, 2013 JOBS Act Section 108 Report to Congress on Review of Disclosure Requirements in Regulation S-K
Nov. 21, 2013 Report to Congress on Credit Rating Agency Independence Study
Oct. 30, 2013 Report on Administrative Proceedings for the Period April 1, 2013 through September 30, 2013
Jul. 25, 2013 Annual Staff Report Relating to the Use of Data Collected from Private Fund Systemic Risk Reports
Apr. 30, 2013 Fourth Report on the Implementation of SEC Organizational Reform Recommendations
Apr. 30, 2013 Report on Administrative Proceedings for the Period October 1, 2012 through March 31, 2013
Apr. 24, 2013 Office of Minority and Women Inclusion Annual Report

Modified: 12/24/2013