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SEC Interpretive Releases Archive: 2014

Additional Archives

Release No. Date Details
33-9681 Nov. 13, 2014 Forward Contracts with Embedded Volumetric Optionality
Other Release No.: 34-73584
File No.: S7-16-11
See also:  Interpretation Release No. 34-74936, Proposed Rule Release No. 33-9204 and Correction Release No. 33-9204A
Comments received are available for this proposal.
Federal Register (79 FR 69073): HTML | PDF | text | XML
34-72472 Jun. 25, 2014 Application of "Security-Based Swap Dealer" and "Major Security-Based Swap Participant" Definitions to Cross-Border Security-Based Swap Activities
File No.: S7-02-13
Effective Date:  September 8, 2014
See also:  Proposed Rule Release No. 34-69490
Federal Register (79 FR 47277): HTML | PDF | text | XML

Modified: 09/03/2015