Other Commission Orders, Notices, and Information

Archive of other SEC Orders, Notices and Information available include:

First Quarter

Additional Archives

Release No. Date Details
First Quarter
PA-54 Feb. 9, 2018 Systems of Records (Rescindment of System of Records Notice)
File No.: S7-02-18
PA-53 Feb. 9, 2018 Systems of Records (Notice of new and modified system of records)
File No.: S7-01-18
Comments Due:  30 days after publication in the Federal Register
33-10456 Feb. 7, 2018 Investor Advisory Committee Meeting (Notice of Meeting of Securities and Exchange Commission Dodd-Frank Investor Advisory Committee - Thursday, March 8, 2018)
Other Release No.: 34-82656
File No.: 265-28
Comments Due:  March 8, 2018
Comments received are available.
33-10455 Feb. 5, 2018 Wedbush Securities Inc. (Order Under Rule 262(b)(2) and Rule 506(d)(2)(ii) of the Securities Act of 1933 Granting a Waiver of the Rule 262(a)(4)(ii) and Rule 506(d)(1)(iv)(B) Disqualification Provisions)
See also: Enforcement Order and Summary
IA-4849 Jan. 26, 2018 Notice of Intention to Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(h) of the Investment Advisors Act of 1940
34-82562 Jan. 22, 2018 Order Determining Whistleblower Award Claim
File No.: 2018-4
33-10453 Jan. 10, 2018 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2018
Other Release No.: 34-82483
33-10451 Jan. 8, 2018 Adjustments to Civil Monetary Penalty Amounts
Other Release Nos.: 34-82455; IA-4842; IC-32963