Cboe Exchange, Inc. Rulemaking

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Chronological List
Second Quarter |  First Quarter

Cboe Exchange, Inc. File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Second Quarter
SR-CBOE-2018-041
34-83453 Jun. 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for Cboe Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2018-042
34-83415 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Position Limit for SPY Options
Comments due: July 9, 2018
SR-CBOE-2018-040
34-83292 May 21, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.3, Criteria for Underlying Securities
Comments due: June 15, 2018
SR-CBOE-2018-033
34-83244 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to its PULSe Workstation
Comments due: June 11, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-039
34-83241 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Fees Schedule in Connection with the Exchange's Planned Migration of Standard Third-Friday Options on the S&P 500 Index to the Hybrid Trading System from the Hybrid 3.0 System
Comments due: June 11, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-035
34-83226 May 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: June 8, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-034
34-83220 May 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Marketing Fee Program with Respect to the Russell 2000 Index Options
Comments due: June 7, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-008
34-83205 May 9, 2018 Order Approving a Proposed Rule Change Relating to Flexibly Structured Options
SR-CBOE-2018-037
34-83175 May 4, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options Pilot Program
Comments due: May 31, 2018
SR-CBOE-2018-036
34-83166 May 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of the SPXPM Pilot Program
Comments due: May 30, 2018
SR-CBOE-2018-038
34-83165 May 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew the Nonstandard Expirations Pilot Program
Comments due: May 30, 2018
SR-CBOE-2018-030
34-83112 Apr. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 24.6, Days and Hours of Business
Comments due: May 23, 2018
SR-CBOE-2018-031
34-83093 Apr. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the VIX Large Trade Discount Program
Comments due: May 18, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-029
34-83089 Apr. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change in Connection with the Migration of SPX Options from the Hybrid 3.0 System to the Hybrid Trading System
Comments due: May 18, 2018
SR-CBOE-2018-028
34-83042 Apr. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt PAR Hardware Replacement Fees
Comments due: May 9, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-027
34-83041 Apr. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Select Customer Options Reduction Program
Comments due: May 9, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-026
34-82991 Apr. 4, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market Data Fees
Comments due: May 1, 2018
Additional Materials: Exhibit 5
First Quarter
SR-CBOE-2018-021
34-82974 Mar. 30, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rules Regarding Market-Maker Quoting Obligations
Comments due: April 26, 2018
SR-CBOE-2018-016
34-82949 Mar. 27, 2018 Order Approving a Proposed Rule Change to Amend Rules Related to the Complex Order Book
SR-CBOE-2018-008
34-82936 Mar. 23, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Flexibly Structured Options
SR-CBOE-2018-023
34-82934 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Frequent Trader Program
Comments due: April 18, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-022
34-82875 Mar. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.56, Compression Forums
Comments due: April 10, 2018
SR-CBOE-2018-019
34-82855 Mar. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-012
34-82854 Mar. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Options that Overlie the S&P Select Sector Index Options
Comments due: April 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-017
34-82771 Feb. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.56, Compression Forums, to Provide Additional Opportunities to Disclose Compression-List Positions Monthly
Comments due: March 23, 2018
SR-CBOE-2017-057
34-82770 Feb. 23, 2018 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, to Increase the Position Limits for Options on Certain Exchange Traded Products
Comments due: March 22, 2018
SR-CBOE-2018-018
34-82733 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options
Comments due: March 16, 2018
SR-CBOE-2018-016
34-82689 Feb. 12, 2018 Notice of Filing of a Proposed Rule Change to Amend Rules Related to the Complex Order Book
Comments due: March 9, 2018
SR-CBOE-2018-014
34-82664 Feb. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 7, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-013
34-82650 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-015
34-82648 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Concerning the Floor Broker SPX Surcharge
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-010
34-82646 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Rules
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-008
34-82622 Feb. 2, 2018 Notice of Filing of a Proposed Rule Change Relating to Flexibly Structured Options
Comments due: March 1, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-007
34-82553 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-005
34-82548 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Concerning Firm Incentive Programs
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-004
34-82540 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Customized Functionality and/or Connectivity on the Silexx Trading Platform
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-003
34-82529 Jan. 18, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Rules
Comments due:  February 14, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2017-041
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-CBOE-2017-040
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
SR-CBOE-2017-083
34-82461 Jan. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 2, 2018
Additional Materials: Exhibit 5
SR-CBOE-2017-084
34-82459 Jan. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.13, CBOE Hybrid System Automatic Execution Feature
Comments due: February 2, 2018


Cboe Exchange, Inc. File Number List for 2018

Release No. Date Details
SR-CBOE-2018-042
34-83415 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Position Limit for SPY Options
Comments due: July 9, 2018
SR-CBOE-2018-041
34-83453 Jun. 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for Cboe Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2018-040
34-83292 May 21, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.3, Criteria for Underlying Securities
Comments due: June 15, 2018
SR-CBOE-2018-039
34-83241 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Fees Schedule in Connection with the Exchange's Planned Migration of Standard Third-Friday Options on the S&P 500 Index to the Hybrid Trading System from the Hybrid 3.0 System
Comments due: June 11, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-038
34-83165 May 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew the Nonstandard Expirations Pilot Program
Comments due: May 30, 2018
SR-CBOE-2018-037
34-83175 May 4, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options Pilot Program
Comments due: May 31, 2018
SR-CBOE-2018-036
34-83166 May 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of the SPXPM Pilot Program
Comments due: May 30, 2018
SR-CBOE-2018-035
34-83226 May 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: June 8, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-034
34-83220 May 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Marketing Fee Program with Respect to the Russell 2000 Index Options
Comments due: June 7, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-033
34-83244 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to its PULSe Workstation
Comments due: June 11, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-031
34-83093 Apr. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning the VIX Large Trade Discount Program
Comments due: May 18, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-030
34-83112 Apr. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 24.6, Days and Hours of Business
Comments due: May 23, 2018
SR-CBOE-2018-029
34-83089 Apr. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change in Connection with the Migration of SPX Options from the Hybrid 3.0 System to the Hybrid Trading System
Comments due: May 18, 2018
SR-CBOE-2018-028
34-83042 Apr. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt PAR Hardware Replacement Fees
Comments due: May 9, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-027
34-83041 Apr. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Select Customer Options Reduction Program
Comments due: May 9, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-026
34-82991 Apr. 4, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market Data Fees
Comments due: May 1, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-023
34-82934 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Frequent Trader Program
Comments due: April 18, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-022
34-82875 Mar. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.56, Compression Forums
Comments due: April 10, 2018
SR-CBOE-2018-021
34-82974 Mar. 30, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rules Regarding Market-Maker Quoting Obligations
Comments due: April 26, 2018
SR-CBOE-2018-019
34-82855 Mar. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: April 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-018
34-82733 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options
Comments due: March 16, 2018
SR-CBOE-2018-017
34-82771 Feb. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.56, Compression Forums, to Provide Additional Opportunities to Disclose Compression-List Positions Monthly
Comments due: March 23, 2018
SR-CBOE-2018-016
34-82949 Mar. 27, 2018 Order Approving a Proposed Rule Change to Amend Rules Related to the Complex Order Book
34-82689 Feb. 12, 2018 Notice of Filing of a Proposed Rule Change to Amend Rules Related to the Complex Order Book
Comments due: March 9, 2018
SR-CBOE-2018-015
34-82648 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Concerning the Floor Broker SPX Surcharge
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-014
34-82664 Feb. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 7, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-013
34-82650 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-012
34-82854 Mar. 12, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Options that Overlie the S&P Select Sector Index Options
Comments due: April 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-010
34-82646 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Rules
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-008
34-83205 May 9, 2018 Order Approving a Proposed Rule Change Relating to Flexibly Structured Options
34-82936 Mar. 23, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Flexibly Structured Options
34-82622 Feb. 2, 2018 Notice of Filing of a Proposed Rule Change Relating to Flexibly Structured Options
Comments due: March 1, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-007
34-82553 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-005
34-82548 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule Concerning Firm Incentive Programs
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-004
34-82540 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Customized Functionality and/or Connectivity on the Silexx Trading Platform
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CBOE-2018-003
34-82529 Jan. 18, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Rules
Comments due:  February 14, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.