Cboe BZX Exchange, Inc. (CboeBZX) Rulemaking

The Bats BZX Exchange, Inc. has changed its name to Cboe BZX Exchange, Inc..

All filings by Cboe BZX Exchange will be posted to the Cboe BZX page. Filings filed with "Bats BZX" as part of the file number will be posted on the Bats BZX page.

We encourage the public to submit comments on the following Cboe BZX Exchange, Inc. (CboeBZX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter | First Quarter

CboeBZX File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
Second Quarter
SR-CboeBZX-2018-018
34-83479 Jun. 20, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF
SR-CboeBZX-2018-019
34-83467 Jun. 19, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
SR-CboeBZX-2018-039
34-83438 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2018-038
34-83429 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2017-005
34-83390 Jun. 6, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of Each Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF under the ETF Series Solutions Trust under Rule 14.11(c)(3), Index Fund Shares
SR-CboeBZX-2017-006
34-83388 Jun. 6, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust under Rule 14.11(c)(3)
SR-CboeBZX-2018-036
34-83363 Jun. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Representation Made in a Proposed Rule Change Previously Approved by the Commission Relating to the Listing and Trading of the iShares Inflation Hedged Corporate Bond ETF
Comments due: June 28, 2018
SR-CboeBZX-2018-034
34-83302 May 22, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of the iShares Gold Strategy ETF, a Series of the iShares U.S. ETF Trust
Comments due: June 19, 2018
SR-CboeBZX-2018-010
34-83293 May 21, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
Comments due: June 15, 2018
Rebuttal comments due: June 29, 2018
SR-CboeBZX-2018-035
34-83247 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.12 to Add References to Cboe Options and C2
Comments due: June 11, 2018
SR-CboeBZX-2018-030
34-83210 May 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: June 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-033
34-83206 May 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Under BZX Rule 14.11(c)(4) Shares of the iShares Long-Term National Muni Bond ETF of iShares Trust
Comments due: June 6, 2018
SR-CboeBZX-2018-031
34-83200 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Certain Routing Fees Related to its Equity Options Platform
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-032
34-83187 May 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Continue Listing and Trading Shares of the Cambria Sovereign Bond ETF
Comments due: June 4, 2018
SR-CboeBZX-2018-018
34-83152 May 2, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
Comments due: May 29, 2018
SR-CboeBZX-2018-029
34-83146 May 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Horizons Cadence Hedged US Dividend Yield ETF, a Series of the Horizons ETF Trust I, to Hold Listed Options Contracts in a Manner that Does Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: May 29, 2018
SR-CboeBZX-2018-005
34-83114 Apr. 26, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(4)
Comments due: May 23, 2018
SR-CboeBZX-2018-019
34-83102 Apr. 25, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade on the Exchange Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: 0 days after publication in the Federal Register
SR-CboeBZX-2018-027
34-83031 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-023
34-83014 Apr. 9, 2018 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the iShares Gold Strategy ETF Under Exchange Rule 14.11(i)
Comments due: May 4, 2018
SR-CboeBZX-2018-025
34-83018 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3, Criteria for Underlying Securities
Comments due: May 4, 2018
SR-CboeBZX-2018-023
34-83019 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe BZX Exchange, Inc.'s Equity Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-026
34-83021 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-82995 Apr. 5, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts
Comments due: May 1, 2018
Rebuttal comments due: May 15, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-010
34-82984 Apr. 3, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
First Quarter
SR-CboeBZX-2018-022
34-82942 Mar. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders
Comments due: April 19, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-012
34-82906 Mar. 20, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-020
34-82895 Mar. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Listing Rules Under Rule 14.11(d)(2)(K)(i) Related to Equity Index-Linked Securities
Comments due: April 12, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-019
34-82881 Mar. 15, 2018 Notice of Filing of a Proposed Rule Change to List on the Exchange Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: April 11, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-017
34-82874 Mar. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of the Fee Schedule Applicable to its Equity Options Platform
Comments due: April 10, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-011
34-82872 Mar. 14, 2018 Order Granting Approval of a Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
SR-CboeBZX-2018-016
34-82844 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delist the Shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF from Listing Pursuant to Rule 14.11(i) and Approval Orders Issued by the Commission as a Series of Managed Fund Shares, and to Re-List Pursuant to Rule 14.11(c)(4) as a Series of Index Fund Shares
Comments due: April 4, 2018
SR-CboeBZX-2017-006
34-82843 Mar. 9, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
Comments due: April 4, 2018
Rebuttal comments due: April 18, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-005
34-82842 Mar. 9, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3), Index Fund Shares
Comments due: April 4, 2018
Rebuttal comments due: April 18, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-015
34-82834 Mar. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees
Comments due: April 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-005
34-82832 Mar. 8, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5)
SR-CboeBZX-2018-013
34-82776 Feb. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Feed on the Exchange's Equity Options Platform
Comments due: March 23, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-82759 Feb. 22, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
SR-CboeBZX-2017-023
34-82758 Feb. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-012
34-82735 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
Comments due: March 16, 2018
SR-CboeBZX-2018-011
34-82715 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Amend Rule 11.23(d)(2)(E) Relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF
Comments due: March 14, 2018
SR-CboeBZX-2018-010
34-82705 Feb. 13, 2018 Notice of Filing of a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
Comments due: March 13, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-008
34-82660 Feb. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-009
34-82652 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-007
34-82642 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: March 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-012
34-82643 Feb. 6, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2018-006
34-82614 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, to Adopt a New Time in Force and to Modify an Existing Time in Force Applicable to the Exchange's Equity Options Platform
Comments due: February 28, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-021
34-82561 Jan. 22, 2018 Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, Under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2017-013
34-82560 Jan. 22, 2018 Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares
SR-CboeBZX-2017-011
34-82559 Jan. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II
SR-CboeBZX-2017-005
34-82558 Jan. 22, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
SR-CboeBZX-2017-006
34-82552 Jan. 19, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
SR-CboeBZX-2018-002
34-82546 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-005
34-82538 Jan. 19, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5)
Comments due:  February 16, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-003
34-82517 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 13, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-82484 Jan. 11, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
Comments due: February 8, 2018
SR-CboeBZX-2017-018
34-82475 Jan. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the BZX Depth Market Data Product
Comments due: February 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-019
34-82450 Jan. 5, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees
Comments due: February 1, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-023
34-82444 Jan. 5, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares
Comments due: February 1, 2018
Comments received are available for this proposal.
SR-CboeBZX-2017-022
34-82436 Jan. 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection with Technology Migration of Cboe Exchanges
Comments due:  January 30, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2017-021
34-82429 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the First Trust Bitcoin Strategy ETF and the First Trust Inverse Bitcoin Strategy ETF, Each a Series of the First Trust Exchange-Traded Fund VII, under Rule 14.11(i), Managed Fund Shares
Comments due:  January 29, 2018
Comments received are available for this proposal.

Cboe BZX File Number List for 2018

Release No. Date Details
SR-CboeBZX-2018-039
34-83438 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2018-038
34-83429 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Physical Port Fees for BZX Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeBZX-2018-036
34-83363 Jun. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend a Representation Made in a Proposed Rule Change Previously Approved by the Commission Relating to the Listing and Trading of the iShares Inflation Hedged Corporate Bond ETF
Comments due: June 28, 2018
SR-CboeBZX-2018-035
34-83247 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.12 to Add References to Cboe Options and C2
Comments due: June 11, 2018
SR-CboeBZX-2018-034
34-83302 May 22, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of the iShares Gold Strategy ETF, a Series of the iShares U.S. ETF Trust
Comments due: June 19, 2018
SR-CboeBZX-2018-033
34-83206 May 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Under BZX Rule 14.11(c)(4) Shares of the iShares Long-Term National Muni Bond ETF of iShares Trust
Comments due: June 6, 2018
SR-CboeBZX-2018-032
34-83187 May 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Continue Listing and Trading Shares of the Cambria Sovereign Bond ETF
Comments due: June 4, 2018
SR-CboeBZX-2018-031
34-83200 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Certain Routing Fees Related to its Equity Options Platform
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-030
34-83210 May 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: June 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-029
34-83146 May 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow the Horizons Cadence Hedged US Dividend Yield ETF, a Series of the Horizons ETF Trust I, to Hold Listed Options Contracts in a Manner that Does Not Comply with Rule 14.11(i), Managed Fund Shares
Comments due: May 29, 2018
SR-CboeBZX-2018-027
34-83031 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-026
34-83021 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-025
34-83018 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3, Criteria for Underlying Securities
Comments due: May 4, 2018
SR-CboeBZX-2018-023
34-83019 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe BZX Exchange, Inc.'s Equity Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-022
34-82942 Mar. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Paragraph (c)(5) of Exchange Rule 11.9 Describing the Operation of Minimum Quantity Orders
Comments due: April 19, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-020
34-82895 Mar. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Listing Rules Under Rule 14.11(d)(2)(K)(i) Related to Equity Index-Linked Securities
Comments due: April 12, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-019
34-83467 Jun. 19, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to List and Trade Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
34-83102 Apr. 25, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade on the Exchange Shares of Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: 0 days after publication in the Federal Register
34-82881 Mar. 15, 2018 Notice of Filing of a Proposed Rule Change to List on the Exchange Eighteen ADRPLUS Funds of the Precidian ETFs Trust Under Rule 14.11(i), Managed Fund Shares
Comments due: April 11, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-018
34-83479 Jun. 20, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF
34-83152 May 2, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Principal Morley Short Duration Index ETF Under Rule 14.11(c)(4)
Comments due: May 29, 2018
SR-CboeBZX-2018-017
34-82874 Mar. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Market Data Section of the Fee Schedule Applicable to its Equity Options Platform
Comments due: April 10, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-016
34-82844 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delist the Shares of the iShares Edge U.S. Fixed Income Balanced Risk ETF from Listing Pursuant to Rule 14.11(i) and Approval Orders Issued by the Commission as a Series of Managed Fund Shares, and to Re-List Pursuant to Rule 14.11(c)(4) as a Series of Index Fund Shares
Comments due: April 4, 2018
SR-CboeBZX-2018-015
34-82834 Mar. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees
Comments due: April 4, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-013
34-82776 Feb. 26, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Feed on the Exchange's Equity Options Platform
Comments due: March 23, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-012
34-82735 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
Comments due: March 16, 2018
SR-CboeBZX-2018-011
34-82715 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Amend Rule 11.23(d)(2)(E) Relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF
Comments due: March 14, 2018
SR-CboeBZX-2018-010
34-83293 May 21, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge Mid Cap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
Comments due: June 15, 2018
Rebuttal comments due: June 29, 2018
34-82984 Apr. 3, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
34-82705 Feb. 13, 2018 Notice of Filing of a Proposed Rule Change to Adopt BZX Rule 14.11(k) to Permit the Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF
Comments due: March 13, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeBZX-2018-009
34-82652 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-008
34-82660 Feb. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: March 7, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-007
34-82642 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe BZX Exchange, Inc.
Comments due: March 5, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-006
34-82614 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, to Adopt a New Time in Force and to Modify an Existing Time in Force Applicable to the Exchange's Equity Options Platform
Comments due: February 28, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-005
34-83114 Apr. 26, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(4)
Comments due: May 23, 2018
34-82832 Mar. 8, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5)
34-82538 Jan. 19, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Cboe Vest S&P 500® Premium Income ETF Under Rule 14.11(c)(5)
Comments due:  February 16, 2018
Comments received are available for this proposal.
SR-CboeBZX-2018-003
34-82517 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 13, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-002
34-82546 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 16, 2018
Additional Materials: Exhibit 5
SR-CboeBZX-2018-001
34-82995 Apr. 5, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF Under BZX Rule 14.11(f)(4), Trust Issued Receipts
Comments due: May 1, 2018
Rebuttal comments due: May 15, 2018
Comments received are available for this proposal.
34-82759 Feb. 22, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
34-82484 Jan. 11, 2018 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts
Comments due: February 8, 2018