FICC Rulemaking

We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

FICC File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Second Quarter
SR-FICC-2018-003
34-83401 Jun. 8, 2018 Order Approving Proposed Rule Change to Amend the Fee Structure of the Government Securities Division Rulebook
SR-FICC-2018-001
34-83362 Jun. 1, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Implement Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook
Comments due: 15 days after publication in the Federal Register
SR-FICC-2018-004
34-83222 May 11, 2018 Notice of Filing of Proposed Rule Change to Introduce a Floor to the Calculation of the Fails Charges and Make Other Changes
Comments due: June 7, 2018
Additional Materials: Exhibit 5
SR-FICC-2018-003
34-83153 May 2, 2018 Notice of Filing of Proposed Rule Change to Amend the Fee Structure of the Government Securities Division Rulebook
Comments due: May 29, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
First Quarter
SR-FICC-2018-002
34-82917 Mar. 20, 2018 Order Approving Proposed Rule Change to Amend the By-Laws
SR-FICC-2017-021
34-82913 Mar. 20, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: April 16, 2018
Rebuttal comments due: April 30, 2018
SR-FICC-2017-022
34-82909 Mar. 20, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Loss Allocation Rules and Make Other Changes
Comments due: April 16, 2018
Rebuttal comments due: April 30, 2018
SR-FICC-2018-001
34-82876 Mar. 14, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to the Required Fund Deposit Calculation in the Government Securities Division Rulebook
Comments due: April 4, 2018
Rebuttal comments due: April 16, 2018
Comments received are available for this proposal.
SR-FICC-2018-002
34-82672 Feb. 8, 2018 Notice of Filing of Proposed Rule Change to Amend the By-Laws and Make Other Changes
Comments due: March 7, 2018
Additional Materials: Exhibit 5a
SR-FICC-2017-022
34-82670 Feb. 8, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Amend the Loss Allocation Rules and Make Other Changes
Additional File Nos.: SR-DTC-2017-022, SR-NSCC-2017-018
SR-FICC-2017-021
34-82669 Feb. 8, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Adopt a Recovery & Wind-down Plan and Related Rules
Additional File Nos.: SR-DTC-2017-021, SR-NSCC-2017-017
SR-FICC-2018-001
34-82588 Jan. 26, 2018 Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook
Comments due: February 22, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-FICC-2017-021
34-82431 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due:  January 29, 2018
Additional Materials: Exhibit 5a, Exhibit 5b
SR-FICC-2017-022
34-82427 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to Amend the Loss Allocation Rules and Make Other Changes
Comments due:  January 29, 2018
Additional Materials: Exhibit 5


FICC File Number List for 2018

Release No. Date Details
SR-FICC-2018-004
34-83222 May 11, 2018 Notice of Filing of Proposed Rule Change to Introduce a Floor to the Calculation of the Fails Charges and Make Other Changes
Comments due: June 7, 2018
Additional Materials: Exhibit 5
SR-FICC-2018-003
34-83401 Jun. 8, 2018 Order Approving Proposed Rule Change to Amend the Fee Structure of the Government Securities Division Rulebook
34-83153 May 2, 2018 Notice of Filing of Proposed Rule Change to Amend the Fee Structure of the Government Securities Division Rulebook
Comments due: May 29, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-FICC-2018-002
34-82917 Mar. 20, 2018 Order Approving Proposed Rule Change to Amend the By-Laws
34-82672 Feb. 8, 2018 Notice of Filing of Proposed Rule Change to Amend the By-Laws and Make Other Changes
Comments due: March 7, 2018
Additional Materials: Exhibit 5a
SR-FICC-2018-001
34-83362 Jun. 1, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Implement Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook
Comments due: 15 days after publication in the Federal Register
34-82876 Mar. 14, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to the Required Fund Deposit Calculation in the Government Securities Division Rulebook
Comments due: April 4, 2018
Rebuttal comments due: April 16, 2018
Rebuttal comments due: 25 days after publication in the Federal Register
Comments received are available for this proposal.
34-82588 Jan. 26, 2018 Notice of Filing of Proposed Rule Changes to the Required Fund Deposit Calculation in the Government Securities Division Rulebook
Comments due: February 22, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.