Nasdaq GEMX, LLC Rulemaking

ISE Gemini (ISEGemini) has changed its name to Nasdaq GEMX, LLC. All filings by Nasdaq GEMX, LLC, will be posted to the Nasdaq GEMX, LLC page. Filings filed with "ISEGemini" as part of the file number will be posted on the ISE Gemini page.

We encourage the public to submit comments on the following Nasdaq GEMX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

Nasdaq GEMX File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Second Quarter
SR-GEMX-2018-20
34-83445 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2018-18
34-83369 Jun. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend and Reorganize Chapter IV of the GEMX Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2018-17
34-83365 Jun. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Order and Execution Information into GEMX Rule 718
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2018-09
34-83279 May 17, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: June 13, 2018
SR-GEMX-2018-16
34-83270 May 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .03 to Rule 804 to Enhance Anti-Internalization Functionality
Comments due: June 13, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-15
34-83237 May 15, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material to Rule 706 to Harmonize Its Sponsored Access Rules with Those of Its Affiliates
Comments due: June 11, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-09
34-83118 Apr. 26, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due:  days after publication in the Federal Register
SR-GEMX-2018-13
34-83083 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq GEMX
Comments due: May 17, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-12
34-83050 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Within Rule 718 the Data Feeds on GEMX
Comments due: May 10, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-11
34-82988 Apr. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IV of the Exchange's Schedule of Fees
Comments due: May 1, 2018
Additional Materials: Exhibit 5
First Quarter
SR-GEMX-2018-09
34-82847 Mar. 9, 2018 Notice of Filing of Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due:  April 4, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-GEMX-2018-07
34-82728 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 100
Comments due: March 16, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-06
34-82713 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Port Fees
Comments due: March 14, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-04
34-82708 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees
Comments due: March 14, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-05
34-82698 Feb. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Functionality Which is Designed to Assist Members in the Event that They Lose Communication
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2018-02
34-82598 Jan. 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due:  February 23, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-01
34-82516 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders
Comments due:  February 13, 2018
SR-GEMX-2017-17
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
SR-GEMX-2017-63
34-82466 Jan. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees at Chapter V, Section H, entitled "Nasdaq GEMX Trades Feed"
Comments due: February 6, 2018
Additional Materials: Exhibit 5
SR-GEMX-2017-62
34-82460 Jan. 8, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Makers' Regulatory Fees
Comments due: February 2, 2018
Additional Materials: Exhibit 5
SR-GEMX-2017-60
34-82449 Jan. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Fees and Rebates Set Forth in Section I of the Exchanges Schedule of Fees
Comments due: February 1, 2018
Additional Materials: Exhibit 5


Nasdaq GEMX File Number List for 2018

Release No. Date Details
SR-GEMX-2018-20
34-83445 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Certain Route-Out Fees Set Forth in Section II.A of the Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2018-18
34-83369 Jun. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend and Reorganize Chapter IV of the GEMX Schedule of Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2018-17
34-83365 Jun. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Order and Execution Information into GEMX Rule 718
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2018-16
34-83270 May 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .03 to Rule 804 to Enhance Anti-Internalization Functionality
Comments due: June 13, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-15
34-83237 May 15, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material to Rule 706 to Harmonize Its Sponsored Access Rules with Those of Its Affiliates
Comments due: June 11, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-13
34-83083 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq GEMX
Comments due: May 17, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-12
34-83050 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Within Rule 718 the Data Feeds on GEMX
Comments due: May 10, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-11
34-82988 Apr. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IV of the Exchange's Schedule of Fees
Comments due: May 1, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-09
34-83279 May 17, 2018 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due: June 13, 2018
34-83118 Apr. 26, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due:  days after publication in the Federal Register
34-82847 Mar. 9, 2018 Notice of Filing of Proposed Rule Change to Introduce the ATR Protection for Orders that are Routed to Away Markets
Comments due:  April 4, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-GEMX-2018-07
34-82728 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 100
Comments due: March 16, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-06
34-82713 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Port Fees
Comments due: March 14, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-05
34-82698 Feb. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Memorialize Functionality Which is Designed to Assist Members in the Event that They Lose Communication
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-GEMX-2018-04
34-82708 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees
Comments due: March 14, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-02
34-82598 Jan. 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due:  February 23, 2018
Additional Materials: Exhibit 5
SR-GEMX-2018-01
34-82516 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders
Comments due:  February 13, 2018