OCC Advance Notice Rulemaking

We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

OCC Advance Notice File Number List for 2018

Additional Archives

Chronological List

Release No. Date Details
First Quarter
SR-OCC-2017-811
34-83305 May 23, 2018 Notice of No Objection to Advance Notice Filing Concerning The Options Clearing Corporation's Margin Methodology
SR-OCC-2017-811
34-82935 Mar. 22, 2018 Notice of Extension of Review Period of Advance Notice of Proposed Changes Related to The Options Clearing Corporation's Margin Methodology
SR-OCC-2017-810
34-82514 Jan. 17, 2018 Notice of Filing of Advance Notice Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan
Comments due: February 13, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-OCC-2017-809
34-82513 Jan. 17, 2018 Notice of Filing of Advance Notice Concerning Enhanced and New Tools for Recovery Scenarios
Comments due: February 13, 2018
Additional Materials: Exhibit 5a
Comments received are available for this proposal.
SR-OCC-2017-808
34-82501 Jan. 12, 2018 Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c

OCC Advance Notice File Number List for 2017

Release No. Date Details

There are no file number entries at this time.